January 18, 2011 – Anne R. Daniel, UNC-G “Financiaing Long Term Care” 1-hr. CFP

February 15, 2011 – Janet Cowell, NC State Treasurer – “The State of Municipal Debt” 1-hr. CFP

March 15, 2011 – Dr. Judson Russell, UNCC – “The Impact of Financial Reform” 1-hr. CFP

April 7, 2011 – Mr. John Heath Social Security Administration – “ Social Security Planning” 1-hr. CFP

May 4, 2011 - Mr. Ken Zahn – “Window of Opportunity” (estate planning topic) – 1-hr. CFP

May 27, 2011 –Full Day Program- Harry Greyard and Tom Pemberton – Ethics, 2-hr. CFP + 3-hr. NC & SC Ins. CE’s / Case Study 2011 - 3-hrs. CFP + 3-hrs. NC & SC Ins.

The Annual Symposium and Sponsor Expo – September 21 & 22 – See Under…………on web site

October 25, 2011 – Mr. Riz Raja, Prudential Investments, Jennison-Dryden Funds Profolio Advisor – 1-hr, CFP

November 15, 2011 - Kris Carroll, CFP, CFA – “Economic Update and Issues of Asset Management” – 1-hr. CFP

December 13, 2011 – Panel Discussion – David Perkins, JD, CPA, CFP, Shane Teeny, CFP & Susan Thomas, CPA, CFP – 2011 Annual Tax Update Program – 1-hr. CFP

2008
January 15, 2008	NO CE Practice Mngt.	Andy Silver	Neuro-Lingusitic Skilss to strenghten your credibility	N/A	N/A	N/A
February 19, 2008 lunch CE Session #1   CE Session #2	1-hr CFP 2-hrs. CFP, NC & SC L,A&H Ins 2-hrs. CFP, NC & SC L,A&H Ins.	Jay O'Connor Michael Fodrea Eric Brown Eric Gillespie& Craid Deery	Wealth Strategies Building a Multi-Generational Legacy Meeting Income retirement Needs Restructering Pofolio	#2034 S11547 S11547-NC 139208- SC 19183 - NC 110270 - SC	CLT070 C72546 C74585 - NC 108148 - SC 19277 - NC 11073 - SC	credits filed 2-21-08 by FPA Charlotte - contact: fpacharlotte@aol.com Credits being filed by SunAmerica LIC - Contact Eric Brown -704/728-1610 / e-mail:ebrown@sunamerica.com Creidts being filed by John Hancock - contact: Eric Gillespie at 800/334-4437, ext 33394 or e-mail: egillespie@hancock.com
March 18, 2008	1-hr. CFP	Tom Tousignant, CMPS	Where Do We Go From Here?	#2034	CLT071	Credits filedon March 21 by FPA Charlotte, contact fpacharlotte@aol.com
April15, 2008	1-hr. CFP	John Capecci	Growing Your Retirement Income Business	CFP approved by Fidelity	Fidelity #1062	Kate Conder - Fidelity 401/292-6376
May 15, 2008 - Greensboro             May 20, 2008 Charlotte	3-hrs. CFP & NC & SC L,A,&H ins. 1-hr. CFP+NC & SC ins. 3-hrs. NC & SC L,A&H Ins. &Ethics 2-hrs CFP Ethics 3-hrs NC & SCIns. Ethics + 2-hrs. CFP Ethics Lunch Speaker	Clif McIntire, CIMA, CFP & Harry Greyard, CFP Kelly Lavigne, AXA Clif McIntire     Clif McIntire, CIMA, CFP   Jay Anderson, River Sourse Univesity	Case Study 2008   "Rule 2821"   Ethics and the Financial Planner     Ethics and the Financial Planner     Behavioral Advice	CFP #2034 NC Ins. s15860 SC Ins.113589   NC Ins. S15860 SC Ins. Approval # 113591 NC Ins. S15860 SC Ins. Approval # 113591   N/A	CFP CLT072 NC Ins.C77389 SC Ins. C77388     NC Ins.C77389   NC Ins.C77389     N/A	creidts filed by FPA Charlotte - contact fpacharlotte@aol.com   Credits filed by AXA - contact: Jan Holt, AXA Equitable Life, 860-409-1156 CFP credits being filed by FPA National: contact fpacharlotte@aol.com NC & SC Ins. credits being filed by FPA Charlotte: contact fpacharlotte@aol.com CFP credits being filed by FPA National: contact fpacharlotte@aol.com NC & SC Ins. credits being filed by FPA Charlotte: contact fpacharlotte@aol.com Lunch program was Pratice Management - NO CE
2008 Symposium and sponsor Expo Aug. 27-28 Charlotte Marriott Executive Park                   September 18, 2008 October 21, 2008         November18, 2008	1-CFP 1-CFP 1-CFP 2-CFP 1-CFP 1-CFP 1-CFP 1-CFP 2-CFP 1-CFP 1-CFP 1-CFP 1-CFP 1-CFP 1-CFP, 1-NC & SC Ins. 2-CFP, 2-NC & SC Ins.   1-CFP	Ron Temple Dr. David Kelly Dan Starks Michael Kitces John Frownfelter Peter Ricchiuti Chris Stack Johnathan Wills Stephen Moses Bill Dwyer Lincoln Anderson John Koehler Adam Taback, Wachovia Securities Marcus Franz Greg Cowell Ms. Shawn Britt, Nationwide   David Perkins and Susan Thomas	Clarifying the Mortgage Crisis Guide To The Markets Identity Theft Life and Death Taxes, Planning for Annuities Managing Portfolios for Distribution Market Signals Maximising The Value of 529 Plans Overview Of ETF's Past, Present and Future of Long Term Care Planning State of the Business The Economy and Finacial Markets Top 50 IRA Rules Alternative Investments Municipal Funds Update on 403(b)(7) Rules LTC- Preparing Your Clients + An Overview of Buy/Sell Agreements Tax Fact Jeopardy	CLT076 CLT079 CLT074 CLT075 CLT083 CLT081 CLT082 CLT077 CLT084 CLT080 CLT073 CLT078 CLT085 CLT086 Course#17670 Course # 19493 Course # CLT087		Provider: FPA-Charlotte Chapter #2034 for all CLT programs Contact: fpacharlotte@aol.com for additional information The Chapter does not file CPA credits.  You may file for CPA credits and  In the event of an audit, we will be able to verify your attendance and other course information required.                 Provider: #2034, FPA-Charlotte Chapter - contact: fpacharlotte@aol.com Provider: #2034 - FPA, Charlotte Chapter Provider: Prinicpal Insurance , contact Todd Sink at 704/716-2478 Provider:  Nationwide Life Ins. Co. # S11094 Provider: FPA-Charlotte Chapter#2034 contact: fpacharlotte@aol.com
December 2008	Practice Mgmt	Larry Carroll

The first step for members and attendees is to click on this link to retrieve our policy and verification procedures. Check back soon for the list of meetings and providers.

Date 2007	Credits	Speaker / Company	Course Name	Sponsor ID	Program ID	Additional Info
January 23, 2007 Lunch	1-hr. CFP 1-hr.CPA	Chase Saunders, Esq, Attorney	Legal Listening	#2034	CLT051	CFP filed Jan. 27th by FPA Charlotte. Contact: fpacharlotte@aol.com
February 20, 2007 Lunch CE session #1 CE session #2	1-hr. CFP 1-hr.CPA 2-hrs CFP, CPA, NC & SC A,H&L Insurance 2-hrs CFP, CPA, NC & SC A,H,&L Insurance	Stephen Luchenbach, LPL Bruce McGuirk and Steve Grice John Kilroy, Vanguard	In Praise of Disciplined Investing Planning Strategies With VUL Pension Protection Act 2006	#2034 Transamerica   #2034	CLT052 Transamerica   CLT053	CFP filed Feb. 25th by FPA Charlotte Conatct: fpacharlotte@aol.com All filed by Transamerica Contact: sgrice@gricefinancialgroup.com All filed Feb. 25th by FPA Charlotte Contact: fpacharlotte@aol.com
March 20, 2007	1-hr. CGP 1-hr. CPA	Jay O'Connor, AllianceBernstein	Human Behaviorand Investing	#2034	CLT054	CFP filed March 23rd by FPA Charlotte Contact: fpacharlotte@aol.com
April 17th, 2007	1-hr. CFP 1-hr. CPA	Tom Tousignant, CMPS	Integrating...Mortgage Strategy into Planning	#2034	CLT055	CFP filed by FPA Charoltte on April 20th Contact:fpacharoltte2aol.com
May 15th, 2007	1-hr. CFP 1-hr.CPA 2-hrs. CFP 2-hrs. NC & SC A,H&L Ins	Neil McCarthy, Oppenheimer Shane B. Tenny, CFP	Dividend Growth The CFP Board Approved ETHICS Course	#2034 #2034	CLT056 515003	CFP filed by FPA Charlotte on May21st CFP and Ins. credits filed by FPA Charlotte on May 21st
Symposium Aug. 22-23, 2007 Charlotte Marriott Executive Park Hotel	2-hrs CFP Ethics 1-hr. CFP, CPA, NC & SC ins. 1-hr. CFP, CPA,NC & SC Ins. 1-hr. CFP, CPA 1-hr. CFP, CPA 1-hr. CFP, CPA 1-hr. CFP, CPA 2-hrs. CFP, CPA, NC & SC Ins 1-hr. CFP, CPA 1-hr CPA 2-hrs CPA 2-hrs. CFP, CPA NC & SC Ins.	Patrick J. Kuhse Dean Mioli Stuart Meyerson Gail Buckner David Kelly John Lynch Jeffrey Kleintop Marilyn Morenz Bill Acheson Joel Bruckenstein Deena Katz Richard Landsberg	CFP Ethics Building Portfolios..... Life Settlements IRA Essentials Global Economics U. S. Economic Markets Investing...Modern World End of Life Choices Buying Signs Technology Tips How to grow Your Business Estate Planning...Uncertain World	course #001 #2034 #2034 #2034 #2034 #2034 #2034 #2034 #2034     Nationwide Ins.	course code 2891 CLT057 CLT058 CLT059 CLT060 CLT061 CLT062 CLT063   CLT064       #404	Creidts filed August 27th by PatrickKuhse 619/981-1911 Credits filed Sept. 6th by FPA Charlotte " " " " " "   " " " " " " " " " " " " " " " " " " " " " " " " " " " " " " " " " " " " Submitted to CPA Sept 07-Contact FPA Charlotte " " " " " " Credits filed Sept 20th - Conatct Debi Straight @ 614/435-8630
September 18, 2007	1-hr. CFP 1-hr.CPA	Joe Kingsley, Wells real Estate Funds	U. S. Real Estate Overview 2007	#2034	CLT065	CFP Sept. 25th by FPA Charlotte Contact: fpacharlotte@aol.com
October 16, 2007 -Lunch CE Session #1   CE Session #2	1-hr. CFP 1-hr. CPA 2-hrs. CFP 2-hrs. CPA 2-hrs. NC& SC A,H&L Ins. 2-hrs. CFP 2-hrs. CPA 2-hrs. NC & SC A,H,&L Ins.	Duane Thompson. FPA Director of Legislative Affairs Susan McCrory & Christy Reid, Attoreneys Peter Webster& David Consolino John Hancock	Legislative and Regulatory Trends Portability of the Unified Credit 1. Creating Exit Strategies 2. Something About 60	#2034   #2034	CLT066   CLT067   1. #19276 2. #19475	CFP filed by FPA Charlotte on Oct. 19 Contact: fpacharlotte@aol.com NC & SC Ins. credits filed by FPA Charlotte - These credits had to be re-filed - EST. post date is January 20, 2008 Contact: fpachartlotte@aol.com Credits filed by John Hancock Contact: Paul Dreher, Boston Office,- 800-334-4437, ext. 33394
November 20, 2007	1-hr. CFP 1-hr. CPA	Bart Landess, Foundation For The Carolinas	Trends in Philanthropy	#2034	CLT068	CGP and filed November 27th by Charlotte FPA Contact: fpacharlotte@aol.com
December 18, 2007	1-hr CFP 1-hr. CPA	Susan Thomas, CPA, CFP David Perkins, J.D., CFP, CPA	Tax Update 2007	#2034	CLT069	Credits filed Dec. 27 by FPA Charlotte Conatct: fpacharlotte@aol.com

The first step for members and attendees is to click on this link to retrieve our policy and verification procedures. Check back soon for the list of meetings and providers.